Child Care Licensing

Handbook Revision, March 2013

This revision of the Licensing Policy and Procedures Handbook was published on March 1, 2013. Summaries of new or revised items are provided below.

Updates to Policy on Controlling Persons

Revisions to LPPH 6000 Investigations

Entering an Investigation Into IMPACT for Approval

Updates to Policy on Controlling Persons (PATS 6062)

The following items on controlling persons are updated to reflect changes made to the residential minimum standards and to the rules in the Texas Administrative Code (TAC), Chapter 745. The changes become effective on March 1, 2013.

Display of Revisions with Changes Highlighted (Word Document)

See:

4153.3 Reviewing Information on Controlling Persons During Monitoring Inspections

4164 Procedures When the Operation’s List of Controlling Persons Cannot Be Verified During the Inspection

5411.1 Persons Who Are Ineligible to Be a Controlling Person

5420 When and How Applicants and Operations Submit Information on Controlling Persons

5421 When Applicants and Operations Submit Information on Controlling Persons

5430 Processing and Reviewing the Information on Controlling Persons Submitted by an Operation

5431 Processing Information on a Controlling Person Before Issuing a Permit

5432 Processing Information on New Controlling Persons When Submitted by an Operation That Has a Permit

5462.1 Following Up With an Applicant or Permit Holder Who Does Not Return the Operation Action Form

Items Revised to Correct Cross References

The item below is revised to update a cross-reference:

4161.2 Document Inspection Results on CLASS Form 2936

Revisions to LPPH 6000 Investigations (5992-CCL)

The items below are revised to update policy regarding:

  •  Reporting of child deaths to OIG

  •  Handling obstruction of an investigation by an operation

  •  Identifying a child involved in a non-abuse/neglect investigation as a victim

  •  Documentation procedures for face to face contacts during an investigation

  •  Clarification on handling sex offender proximity investigations

  •  Clarification that a supervisor may not approve an investigation in IMPACT in which they have conducted part or all of the investigation.

Display of Revisions with Changes Highlighted (Word Document)

See:

6241 Upgrading a Non Abuse or Neglect Intake Report to an Abuse or Neglect Intake Report

6332.4 Requesting That an Operation Cease Operating (Day Care Only)

6413.4 Initiation of an Investigation Involving a Child With Serious Injuries

6443.1 Obtaining Medical Records

6443.4 Obtaining Documents From the Operation

6470 Handling Obstruction of an Investigation

6471 Obstruction by the Operation

6472 Alleged Perpetrator Requests Investigation Status

6473 Obstruction by Regulated Operations

6474 Obstruction by Unregulated Operations

6524 Child Death Report

6524.1 Preliminary Child Death Report

6524.2 Confirmed Child Death Report

6540 Investigations of Matches to the Database of Sex Offenders

6553 Investigations of Abuse or Neglect in Illegal Operations

6611.1 Criteria for Requesting Additional Time to Complete the Investigation

6622.2 Types of Abuse or Neglect

6630 Notifying Relevant Parties of the Results of an Investigation

6632.1 For Findings of Reason to Believe

6632.4 If a Due Process Hearing Is Requested

6723 Contact List

6730 Updating the Person Detail Page

6930 (previously 6830) Actions to Take Following the Investigation of a Regulated Operation

The items below have been renumbered without changes to the content. Cross-references to these items have been corrected. See:

6631.1 (previously 6631.2) Completing the Findings Letter or Compliance Evaluation Form

6631.2 (previously 6631.4) Additional Notification for Abuse or Neglect Investigations

6631.3 (previously 6631.6) Release of Necessary Information

The items below have been renumbered without changes to the content. Cross-references to these items have been corrected. See:

6900 (previously 6800) Recommending Action as a Result of Investigation Findings

6910 (previously 6810) Conducting a Case Review Before Recommending an Action

6920 (previously 6820) Issues to Consider Before Recommending an Action

6940 (previously 6840) Actions to Take Following an Investigation of an Unregulated Operation

6950 (previously 6850) Documentation in CLASS

Items Revised to Correct Cross References

Item 6634 Notification to Monitoring Unit is revised to update a cross-reference.

Entering an Investigation Into IMPACT for Approval (6032-CCL)

The following new items explain how to enter a completed investigation into the IMPACT case management system and submit it through the system for approval.

No highlighted version of the revision is being provided because only new items are being published.

See:

6800 Submitting and Approving Abuse and Neglect Investigations

6810 Submitting an Abuse or Neglect Investigation

6820 Reviewing an Abuse or Neglect Investigation6830 Rejecting an Abuse or Neglect Investigation

6830 Rejecting an Abuse or Neglect Investigation

6840 Resubmitting an Abuse or Neglect Investigation After Rejection

6850 After an Abuse or Neglect Investigation Is Approved

Items Affected by This Revision

Renumbered Items

The following items are renumbered to accommodate the addition of the items above. The revision dates have not changed because the policy and procedures have not changed. Previous numbers are shown in parentheses:

6900 (6800) Recommending Action as a Result of Investigation Findings

6910 (6810) Conducting a Case Review Before Recommending an Action

6920 (6820) Issues to Consider Before Recommending an Action

6930 (6830) Actions to Take Following the Investigation of a Regulated Operation

6940 (6840) Actions to Take Following an Investigation of an Unregulated Operation

6950 (6850) Documentation in CLASS

Items Revised to Correct Cross-References

References to renumbered items appear in the following and have been corrected:

6634 Notification to Monitoring Unit

6632.1 For Findings of Reason to Believe