Child Care Licensing

Handbook Revision, June 2014

This revision of the Licensing Policy and Procedures Handbook was published on June 2, 2014. Summaries of new or revised items are provided below.

Risk Analysis Policy (PATS 5747)

The items below are revised and added to be consistent with the procedures developed by the Licensing Performance Management Unit.

Display of Revisions with Changes Highlighted

See:

4800 Requesting a Risk Analysis

4810 Requesting a Risk Analysis

4820 Risk Analysis Review Period

4830 Risk Analyst Responsibilities

4840 Licensing Staff Responsibilities After Receiving a Completed Risk Analysis

Implement Two New Priorities for Investigations (PATS 7022)

These policy revisions and additions were developed in order to add two new priorities for investigations that do not require inspection, give staff the ability to change priority for investigations that require inspections, and process these investigations with different timeframes.

Display of Revisions with Changes Highlighted

See:

6222 Assessing an Intake Report for Priority

6222.2 Classifying an Intake Report as a Priority 2 (P2) Investigation

6222.3 Classifying an Intake Report as a Priority 3 (P3) Investigation

6222.4 [new item] Classifying an Intake Report as a Priority 5 Investigation

6222.5 [new item] Re-Classifying a Priority 5 Investigation as a Priority 4 Investigation

6222.6 6222.4 Choosing the Priority of an Intake Report in CLASS

6222.7 [new item] Changing the Priority of an Investigation in CLASS

6243.1 Closing a Non-Abuse or Neglect Intake Report

6361.1 Time Frame for Initiating a Priority 1 (P1) Investigation

6361.3 Time Frame for Initiating a Priority 3 (P3) Investigation

6361.4 [new item] Time Frame for Initiating a Priority 5 Investigation

6413.2 Initiation Methods for Priority 3 Investigations That Require Supervisory Approval

6413.5 [new item] Initiation of an Investigation Assigned a Priority 5

6431.1 Inspection Time Frame Priority 1 or Priority 2 Investigations

6431.2 Inspection Time Frame for Priority 3 Investigations

6431.3 [new item] Inspection Time Frame for Priority 4 Investigations

6431.4 [new item] Inspection Not Required for Priority 5 Investigations

6532.1 Receiving and Assigning the Report

6532.3 Licensing Responsibilities

6532.4 [new item] Reclassifying an Investigation of an Agency Home as a Priority 4

6532.5 [new item] Documentation of Investigations by Child-Placing Agencies

6533 Agencies Responsible for Investigations in CPA and CPS Homes

6540 Investigations of Matches to the Database of Sex Offenders

6551 Conducting Searches

6552 Prioritizing Investigations of Illegal Operations

6552.1 [new item] Day Care Operations Providing Care Illegally With No Other Allegations

6552.2 [new item] Residential Operations Providing Care Illegally With No Other Allegations

6552.3 [new item] When to Prioritize a Report of an Illegal Operation as a Priority 1 or Priority 2 (Day Care and Residential)

6553 Initiating the Investigation of an Illegal Operation

6554 Conducting the Investigation of an Illegal Operation

6554.1 Conducting the Investigation of an Illegal Operation When an Address Is Known (Priority 5 Investigations)

6554.2 Conducting Investigations of an Illegal Operation When Only a Phone Number Is Known (Priority 5 Investigations)

6554.3 Conducting Investigations When Only an Email Address Is Known (Priority 5 Investigations)

6560 [new item] Investigations Conducted as Desk Reviews

6561 [new item] Licensing Responsibilities

6562 [new item] Reclassifying a Desk Review Investigation as a Priority 4

6563 [new item] Documentation of Investigations of Illegal Operations

6610 Time Frames for Completion of the Investigation

Appendix 6000-1: Time Frames for Investigations

6532.5 6740 Documentation of Investigations by Child-Placing Agencies

6740 6750 Documentation of Case Notes

6750 6760 Maintaining an Investigation File

6751 6761 Investigations Not Involving Abuse or Neglect

6752 6762 Investigations Involving Allegations of Abuse or Neglect

References to 6760 in these items are renumbered as 6750:

1310 The Content and Organization of Licensing Records

6527 Documenting the Investigation of a Child’s Death